Key Personnel of an Asset Management Company
Key Personnel of an AMC
The key personnel of an entity are those people who have the authority to plan and direct the activities of the entity.
Apart from knowing your fund manager, it is important to understand these designations of the AMC as well -
- Chief Executive Officer (CEO)
- Chief Operating Officer (COO)
- Chief Executive Officer (CEO) Head- Sales
- Head- Fixed Income
- Fund Manager- Equity
- Fund Manager- Debt
- Head- Compliance
- Investor Relations Officer
The divisions within an AMC are made on the basis of which segment of the market the fund market handles.Under each fund manager, there are analysts and other professionals who assist the fund manager with the smooth functioning of the mutual fund schemes.
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Which authorities regulate the Mutual Fund industry?
There are two regulatory bodies which oversee the functioning of the mutual fund industry-
- SEBI
- AMFI
Securities Exchange Board of India (SEBI)
SEBI regulates the mutual funds as a separate segment of the stock market. It builds the rules and regulations for all AMCs and the basic functioning of all mutual funds in the country
Association of Mutual Funds in India (AMFI)
AMFI is an industry-standard organization for all mutual funds of the country. It is a not-for-profit organization that aims to spread investor awareness about the mutual funds industry.
